Maryland · Public charity
Finra Regulation Inc
Finra regulation is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry.
- $6.2M
- Granted FY2024(still arriving)
- 8
- Grants FY2024
- 6
- Organizations funded FY2023
- 17%
- First-time grantees FY2023
- Median grant, FY2024
- $20,000
- Largest grant, FY2024
- $5,800,910
- Organizations funded a year
- 6 to 10
- FY2017 to FY2023
- States reached, FY2024
- 5
- Total assets, FY2024
- $94M
How open it is to new grantees
In FY2023, 17% of the organizations Finra Regulation Inc funded were first-time grantees, receiving 0% of its grant dollars.
New vs renewed · share of each year
In FY2023, 100% of grant dollars renewed an existing relationship; $20k went to new ones.
Where new relationships form · theme of each grantee’s first grant
How this is measured
The numbers by year
| Fiscal year | Organizations funded | To those organizations | First-time grantees |
|---|---|---|---|
| FY2024still arriving | 7 | $5.9M | 0% |
| FY2023 | 6 | $7.1M | 17% |
| FY2022 | 6 | $6.0M | 17% |
| FY2021 | 6 | $378k | 17% |
| FY2020 | 7 | $272k | 14% |
| FY2019 | 7 | $213k | 14% |
| FY2018 | 8 | $898k | 0% |
| FY2017 | 10 | $335k | n/a |
What it funded, over time
Every grant placed by its stated purpose and the recipient’s mission, by year, FY2017 to 2024.
Where its grants go
Grant dollars by states, across the years we hold.
Which US states its grants reach
Top grantees
Largest recipients by total granted, FY2017 to FY2024, and the share of each one’s budget the grants supplied at peak.
| Grantee | Total granted | Years | Share of their budget |
|---|---|---|---|
| FINRA Investor Education Foundation | $19,989,512 | 8 | 74% |
| Sifma Foundation for Investor Education (Fie) Inc | $370,000 | 8 | 2% |
| Consumer Federation of America | $180,687 | 8 | 2% |
| Council for Economic Education | $130,000 | 2 | 3% |
| Securities and Exchange Commission Historical Society | $130,000 | 8 | 4% |
| Jumpstart Coalition for Personal Financial Literacy | $120,000 | 8 | 2% |
| Cancer League of Colorado Inc | $40,000 | 2 | 2% |
| Direct Women | $25,000 | 1 | 2% |
| Georgetown University | $25,000 | 2 | 0% |
| Association of Securities Exchange Commission Alum | $22,500 | 3 | 11% |
Show all 15 grantees
| Grantee | Total granted | Years | Share of their budget |
|---|---|---|---|
| FINRA Investor Education Foundation | $19,989,512 | 8 | 74% |
| Sifma Foundation for Investor Education (Fie) Inc | $370,000 | 8 | 2% |
| Consumer Federation of America | $180,687 | 8 | 2% |
| Council for Economic Education | $130,000 | 2 | 3% |
| Securities and Exchange Commission Historical Society | $130,000 | 8 | 4% |
| Jumpstart Coalition for Personal Financial Literacy | $120,000 | 8 | 2% |
| Cancer League of Colorado Inc | $40,000 | 2 | 2% |
| Direct Women | $25,000 | 1 | 2% |
| Georgetown University | $25,000 | 2 | 0% |
| Association of Securities Exchange Commission Alum | $22,500 | 3 | 11% |
| Operation Hope Inc | $22,500 | 2 | 0% |
| American University | $20,000 | 2 | 0% |
| Christopher P Gardner Foundati | $10,000 | 1 | 3% |
| Hastings Group | $10,000 | 1 | n/a |
| William & Mary Foundation | $10,000 | 1 | 0% |
Where it is load-bearing
Finra Regulation Inc supplied at least a quarter of the budget for 1 of its grantees at some point. The chart plots its 14 largest grantees; load-bearing ones sit top left.
Tap a dot to name the grantee.
How this is measured
Co-funders
Grantmakers whose grantees overlap with this funder’s far more than size alone predicts. Closer means stronger alignment; arcs show where they also fund each other. Here they form a tightly interlocked group: most of these funders back each other's grantees too.
Open a dossier: Donor Advised Charitable Giving Inc · Fidelity Investments Charitable Gift Fund
How this is measured
Warm introductions · Powered by PlinthPlus
How do I get to Finra Regulation Inc?
Find your warmest path to Finra Regulation Inc through trustees and officers whose names appear on both boards. Search for your organization and Plinth traces the shortest route it can evidence.
Each link is a name appearing on two organizations’ public IRS 990 filings, matched on that name and, where the filings support it, on location. A same-state match has geographic support, which is a second matching feature rather than confirmation that the two are one person; a cross-state one is the likeliest to be two people who share a name. Every hop shows its tier, low-confidence and distant paths are held back rather than guessed, and it is worth confirming the person before you use the introduction.
About Finra Regulation Inc
- How much does Finra Regulation Inc give?
- Finra Regulation Inc reported 8 grants totaling $6,162,196 in its FY2024 IRS filing. It funded between 6 and 10 organizations a year over FY2017 to FY2023.
- What does Finra Regulation Inc fund?
- By grant dollars over FY2017 to FY2024, its largest causes are Community Improvement (86%), Philanthropy (9%), Social Science (2%).
- Who are Finra Regulation Inc's largest grantees?
- By total granted over FY2017 to FY2024: FINRA Investor Education Foundation ($20M), Sifma Foundation for Investor Education (Fie) Inc ($370k), Consumer Federation of America ($181k).
- Does Finra Regulation Inc fund new organizations?
- In FY2023, 17% of the organizations it funded were first-time grantees.
- Which funders back the same organizations as Finra Regulation Inc?
- Its strongest co-funders, measured against what their size predicts, include Donor Advised Charitable Giving Inc, Fidelity Investments Charitable Gift Fund.
- Where is Finra Regulation Inc based?
- Finra Regulation Inc is based in MD.
Play a game based on Finra Regulation’s filings →