Massachusetts · Nonprofit
COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT
COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT (Massachusetts) receives grants from 9 organizations whose IRS filings report $2,547,900 to it, the largest being FIDELITY INVESTMENTS CHARITABLE GIFT FUND ($1,078,900). 6 of them have funded it in more than one year.
- Revenue FY2024
- $3.5M
- Funders on record
- 9
- Grants received
- $2.5M
- Net assets
- $5.1M
What Committee on Capital Markets Regulation Inc C/O Hal S Scott does
Mission
The specific purposes for which the corporation is formed include: 1) exploring a range of issues related to maintaining and improving the competitiveness of the us capital markets; 2) recommending policy changes that should be made, (continued on schedule o) or areas of research that should be pursued; 3) preserving and enhancing the balance between efficient and competitive capital markets and shareholder protection; and 4) pursuing other similar areas of study and discussion.
As stated on its FY2024 Form 990.
Program
The committee on capital markets regulation, inc. Is an independent and nonpartisan research organization dedicated to improving the regulation of u.s. Capital markets. The committee's research provides policymakers with a nonpartisan empirical foundation for public policy as well as educates the public on these issues. In 2023, the committee released three major reports: a competitive analysis of the u.s. Private equity fund market (apr. 2023), a competitive analysis of the u.s. Hedge fund market (may 2023), and u.s. Listing by chinese companies, which was released in january 2023 but prepared in 2022. The expenses associated with these reports were likely in the range of $750,000. The committee also released four statements: (1) basel finalization and u.s. Bank capital requirements (may 2023); (2) cryptoasset trading platforms cannot register as securities exchanges (june 2023); (3) basel iii economic analysis and public comment period (dec. 2023); and (4) an overview of the treasury basis trade (dec. 2023). In addition to its major reports and statements, the committee updated its annual analysis monetary sanctions imposed by u.s. Enforcement agencies, submitted six comment…
$2,462,217 spent$27,833 earned by the program100% of program spending
The program described on its FY2023 Form 990. Program spending in total: $2,462,217.
The organization over time
Each line starts at 100 in 2017, so what you read is the shape rather than the size: 150 means half as much again as 2017, 50 means half. The number beside each label in the key is where it ended. The shaded band is where the middle 50% of its peers' revenue would sit, given their growth.
Balance sheet
Total assets and total liabilities at each year end, in dollars. The largest one-year move in total assets was 2021 to 2022, from $4.7M to $5.6M (+19%).
How it's funded, over time
Each bar is one year's revenue split into where it came from, and every bar is the same height — these are shares, not amounts, so a year that raised twice as much looks the same size. Hover a bar for the split.
93% of COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT’s revenue is contributions — more donation-reliant than the typical peer (48% for the typical peer).
Surplus & reserves
Operating surplus or deficit each year, and months of liquidity in hand. 0 of the last 8 reported years ran a deficit.
reserve
Leadership and staff
The officers, directors, trustees and key employees listed on each return. Joined and no longer listed compare each filing with the year before, matching people by surname and first initial; a year after a gap, or a roster under three people, has no comparison.
Chief executive
John A Gulliver
Executive director
As listed on its FY2024 Form 990.
Who funds it, year by year
2017 → 2023: the base broadened from 2 funders to 4 funders, grant income rose $153k → $275k.
3 of 9 of your funders are donor-advised or pass-through sponsors (tagged DAF) — 43% of grant dollars received. That money is really individual donors directing a sponsor; the institutions to cultivate are the non-DAF funders.
From the IRS filings of COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT’s funders (the co-funder graph). Association, not causation. Trends are read to FY2023, the last fiscal year that has finished arriving. FY2024–FY2026 are still being filed and are shown unshaded; they do not move any figure on this page.
How concentrated its funding is
COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT leans on a few funders — its largest provides 42% of grant income and the top three 82%; half comes from just 2 funders.
the vertical line marks half of all grant income — 2 funders to its left
78% of the income these shares are computed over arrives through pass-through sponsors or from payers whose filings do not say what kind of payment it is. Concentration is still measured over all of it, because the money is real; what it does not support is a claim about how many institutions have chosen to fund COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT.
Largest funder’s share by year: 2017 67% · 2018 67% · 2019 51% · 2020 50% · 2021 46% · 2022 44% · 2023 44% — diversifying over time.
“Effective funders” = inverse Herfindahl index (1 / Σ shareᵢ²) — the number of equal-sized funders that would give the same concentration. Trends are read to FY2023, the last fiscal year that has finished arriving. FY2024–FY2026 are still being filed and are shown unshaded; they do not move any figure on this page.
How long its funders stay
60% of COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT's funders are still giving 3 years after their first grant; 67% give in more than one year at all.
Share of funders still giving k years after their first recorded grant, pooled across every acquisition cohort. A funder counts as retained in a year only if it made a grant that year. Measured to FY2023, the last fiscal year that has finished arriving — a funder cannot be counted as lapsed in a year most filers have not reached.
Where its funders are
COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT draws 100% of its grant income from funders outside Massachusetts, across 5 states in all.
In-state vs out-of-state, by year
Funder states come from each funder’s own filing. $1.1M arriving through sponsors registered in 3 states is excluded from the map and the split above: a sponsor holds money on a donor’s behalf, so its registered address would place those dollars somewhere no donor need ever have been. Trends are read to FY2023, the last fiscal year that has finished arriving. FY2024–FY2026 are still being filed and are shown unshaded; they do not move any figure on this page.
Against its field
COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT is better cushioned than half of the 11,752 education nonprofits its size.
this organization peer median middle 50% of peers· 11,752 education nonprofits $1M–$10M, FY2024
Organizations like COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT
Organizations whose mission and program text most resemble this one, by semantic similarity over every organization in the US filings — the closest peers, and often the clearest route to shared or prospective funders.
In Massachusetts
Nationally
Read directly from this organization’s own Form 990, as neutral context.
Where the money goes
74% of spending goes to programs.
Governance
Public support
66%
Share of support from the public (Schedule A) — the basis for its public-charity status.
Footprint & structure
Files a return copy in 2 states
Screen this organization
A dated, signed PDF of the compliance screen for COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT: IRS status (Business Master File, Publication 78, auto-revocation), the OFAC sanctions lists, the Internal Revenue Bulletin, and California registration, with the Rev. Proc. 2018-32 §8.01 reliance elements stated element by element. Generated from the current files at the moment you download it.
Screens are triage, not determinations; a source that cannot be read reports not screened, never clear. Screen this nonprofit · How the screen works · on the API as GET /api/screening/{ein}?format=pdf
Questions and answers
- Who funds COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT?
- COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT (Massachusetts) receives grants from 9 organizations whose IRS filings report $2,547,900 to it, the largest being FIDELITY INVESTMENTS CHARITABLE GIFT FUND ($1,078,900). 6 of them have funded it in more than one year.
- How many funders does COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT have?
- IRS filings report 9 organizations giving $2,547,900 in grants to COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT, 6 of which have funded it in more than one year.
- Who is the largest funder of COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT?
- FIDELITY INVESTMENTS CHARITABLE GIFT FUND is the largest funder on record, with $1,078,900 in grants. The full list of funders is on this page.
- How can an organization like COMMITTEE ON CAPITAL MARKETS REGULATION INC C/O HAL S SCOTT find more funders?
- Start with the funders already giving here, then look at the foundations that back similar organizations in Massachusetts. The funding by cause and by state pages list the largest funders for a given area and how to approach them.
Play a game about who funds Committee on Capital Markets Regulation Inc C/O Hal S Scott →
These figures are read directly from IRS Form 990 / 990-PF e-file XML: this organization’s own return for FY2024 (financials across 2017–2024), and the filings of 9 funders that report grants to it. “On record” means captured in the filings we have parsed — a funder that does not e-file, or whose grant detail is not itemized, will not appear. Filings run roughly 12–24 months behind. Trends on this page end at FY2023, the last fiscal year that has finished arriving; later years are shown and marked, and move no figure. Data on this page was exported October 14, 2026. What this page cannot tell you · view filing